Jun 22, 2026

Citizens Securities Financial Advisor Robert Orbin Jr. Under Investigation For Alleged Beneficiary Designation Negligence FINRA Complaint

Our firm is investigating Citizens Securities, Inc. financial advisor and stockbroker Robert Carl Orbin Jr. (CRD# 2955624) of Kingston and West Hazleton, Pennsylvania for potential investment-related misconduct. Financial Advisor’s Career History Robert Carl Orbin Jr. is currently registered with Citizens Securities, Inc., where he has been registered as a broker and investment adviser representative since...

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Jun 17, 2026

NYLIFE Securities LLC Broker Christopher Dodd Under Investigation For Alleged Variable Annuity Misrepresentation and Unsuitability FINRA Complaint

Our firm is investigating NYLIFE Securities LLC broker Christopher Stormont Dodd (CRD# 7440612) of Moosic, Pennsylvania for potential investment-related misconduct involving alleged variable annuity misrepresentation and unsuitable recommendations. Stockbroker Christopher Stormont Dodd’s Career History Christopher Stormont Dodd is currently registered with NYLIFE Securities LLC, where he has been registered since June 20, 2022. His listed...

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Jun 17, 2026

Great Point Capital Broker Keegan De Silva Under Investigation For Unsuitable DST 1031 Exchange Real Estate Security FINRA Complaint

Our firm is investigating Quincy Wells Capital broker and Quincy Wells Advisors investment adviser representative Keegan De Silva (CRD# 7227138) of Chicago, Illinois for potential investment-related misconduct. Financial Advisor’s Career History Keegan De Silva is currently registered with Quincy Wells Advisors, LLC as an Illinois investment adviser representative and with Quincy Wells Capital, LLC as...

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Jun 17, 2026

The Huntington Investment Company Financial Advisor Jackson Weinzatl Under Investigation For Alleged Variable Annuity Exchange Error In FINRA Customer Complaint

Our firm is investigating Huntington Financial Advisors financial advisor and The Huntington Investment Company broker Jackson Lee Weinzatl (CRD# 6908417), who works from the Lexington branch at 1468 Lexington Avenue in Mansfield, Ohio, for potential investment-related misconduct. Financial Advisor’s Career History Jackson Lee Weinzatl is currently registered with The Huntington Investment Company as a broker...

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Jun 17, 2026

Merrill Lynch Financial Advisor Peter Economos Under Investigation For Alleged Failure to Follow Customer Instructions in REIT Investment FINRA Customer Complaint

Our firm is investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisor and stockbroker Peter Christopher Economos (CRD# 6596680) of Walnut Creek, California for potential investment-related misconduct. Financial Advisor’s Career History Peter Christopher Economos is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated at its Walnut Creek, California branch office. According to...

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Jun 17, 2026

Realta Equities Broker and Realta Investment Advisors Financial Advisor Jacob Harvey Under Investigation For Improper Alternative Investment Recommendations in FINRA Complaint

Our firm is investigating Realta Equities, Inc. stockbroker and Realta Investment Advisors, Inc. financial advisor Jacob Harvey (CRD# 6410027), who works from Neosho, Missouri and Realta’s Wilmington, Delaware office, for potential investment-related misconduct. Financial Advisor’s Career History Jacob Harvey is currently registered with Realta Equities, Inc. as a General Securities Representative and with Realta Investment...

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May 31, 2026

Realta Equities Broker Matthew Chancey Under Investigation For Improper Alternative Investment Recommendations FINRA Complaint

Our firm is investigating Realta Equities, Inc. broker and Realta Investment Advisors, Inc. investment adviser representative Matthew Mitchell Chancey (CRD# 5645874) of Winter Park, Florida for potential investment-related misconduct involving alleged improper recommendations and other acts or omissions in alternative investments. Financial Advisor’s Career History Matthew Mitchell Chancey is currently registered with Realta Equities, Inc....

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May 31, 2026

U.S. Bancorp Advisors Financial Advisor Micheal Taylor Under Investigation For Alleged Structured Product Disclosure Failures FINRA Complaint

Our firm is investigating U.S. Bancorp Advisors, LLC broker and investment adviser representative Micheal Preston Taylor (CRD# 5608019) of Lafayette, California for potential investment-related misconduct involving an alleged failure to disclose information about a structured product. Financial Advisor’s Career History Micheal Preston Taylor is currently registered with U.S. Bancorp Advisors, LLC as both a broker...

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May 31, 2026

Great Point Capital Broker Reed Haimson Under Investigation For Alleged Unsuitable DST Real Estate Security FINRA Complaint

Our firm is investigating Great Point Capital LLC stockbroker and Quincy Wells Advisors, LLC investment adviser representative Reed Haimson (CRD# 5533993), associated with Great Point Capital’s Lakewood, Colorado office and Quincy Wells Advisors’ College Grove, Tennessee location, for potential investment-related misconduct involving a DST real estate security. Reed Haimson’s Career History According to FINRA BrokerCheck,...

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May 31, 2026

Ameriprise Financial Services Advisor Benjamin Ankrum Under Investigation For Alleged Unsuitable Variable Annuity Recommendations FINRA Complaint

Our firm is investigating Ameriprise Financial Services, LLC broker and investment adviser representative Benjamin Joseph Ankrum (CRD# 5456039) of Fargo, North Dakota for potential investment-related misconduct involving variable annuity recommendations. Financial Advisor’s Career History Benjamin Joseph Ankrum is currently registered with Ameriprise Financial Services, LLC in Fargo, North Dakota. According to FINRA BrokerCheck, he has...

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