Stockbroker/Advisor Complaints & Reviews | Investors' Rights With Robert Pearce

Investors' Rights with Robert Pearce

Welcome to Investors' Rights with Robert Pearce, your premier online resource for broker complaints and reviews, customer dispute details, and timely updates on potential stockbroker and investment advisor misconduct.

Created and published by Attorney Robert Wayne Pearce—one of the most experienced investment fraud, securities defense, and FINRA arbitration lawyers nationwide—this website is dedicated to safeguarding the rights of investors. We bring you decades of hands-on legal experience and a track record of recovering over $175 million for clients in investment loss cases.

With over 45 Years of Personal Experience

$21,000,000 Final Judgment for Civil Theft

$7,800,000 Stockbroker Option Fraud Settlement

$6,000,000 Stockbroker Bond & Bond Fund Fraud Settlement

Who This Site Is For

Individual Investors: Seeking to understand possible broker or advisor wrongdoing.
Retirees: Concerned about the management of retirement funds and looking to prevent or recover losses.
Institutions & Organizations: Conducting due diligence on broker backgrounds, compliance, and past complaints.
Legal & Regulatory Community: Journalists, regulators, and industry professionals tracking emerging trends and notable disputes in securities litigation.

Why Choose Investors' Rights with Robert Pearce

Decades of Legal Advocacy: Attorney Pearce’s over 45 years in securities and commodities law translates into unmatched insight and fierce representation.
Proven Results: Our team has earned a national reputation by recovering more than $175 million for clients, including multimillion-dollar awards and settlements.
Comprehensive Coverage: We report on critical broker allegations, terminations, and investor lawsuits, giving you the most current information to protect your financial interests.
Broad Industry Reach: Our attorneys have handled hundreds of FINRA, AAA, and JAMS arbitrations and mediations, spanning nationwide and international jurisdictions.

If you have any questions about potential investment losses or suspect broker misconduct, you’re invited to contact us at (833) 300-6983 for a free, confidential evaluation. We look forward to hearing your story and working together to preserve your rights as an investor.

Let’s Get Started

Investigations

May 31, 2026

Realta Equities Broker Matthew Chancey Under Investigation For Improper Alternative Investment Recommendations FINRA Complaint

Our firm is investigating Realta Equities, Inc. broker and Realta Investment Advisors, Inc. investment adviser representative Matthew Mitchell Chancey (CRD# 5645874) of Winter Park, Florida for potential investment-related misconduct involving alleged improper recommendations and other acts or omissions in alternative investments. Financial Advisor’s Career History Matthew Mitchell Chancey is currently registered with Realta Equities, Inc....

May 31, 2026

U.S. Bancorp Advisors Financial Advisor Micheal Taylor Under Investigation For Alleged Structured Product Disclosure Failures FINRA Complaint

Our firm is investigating U.S. Bancorp Advisors, LLC broker and investment adviser representative Micheal Preston Taylor (CRD# 5608019) of Lafayette, California for potential investment-related misconduct involving an alleged failure to disclose information about a structured product. Financial Advisor’s Career History Micheal Preston Taylor is currently registered with U.S. Bancorp Advisors, LLC as both a broker...

May 31, 2026

Great Point Capital Broker Reed Haimson Under Investigation For Alleged Unsuitable DST Real Estate Security FINRA Complaint

Our firm is investigating Great Point Capital LLC stockbroker and Quincy Wells Advisors, LLC investment adviser representative Reed Haimson (CRD# 5533993), associated with Great Point Capital’s Lakewood, Colorado office and Quincy Wells Advisors’ College Grove, Tennessee location, for potential investment-related misconduct involving a DST real estate security. Reed Haimson’s Career History According to FINRA BrokerCheck,...

May 31, 2026

Ameriprise Financial Services Advisor Benjamin Ankrum Under Investigation For Alleged Unsuitable Variable Annuity Recommendations FINRA Complaint

Our firm is investigating Ameriprise Financial Services, LLC broker and investment adviser representative Benjamin Joseph Ankrum (CRD# 5456039) of Fargo, North Dakota for potential investment-related misconduct involving variable annuity recommendations. Financial Advisor’s Career History Benjamin Joseph Ankrum is currently registered with Ameriprise Financial Services, LLC in Fargo, North Dakota. According to FINRA BrokerCheck, he has...

May 30, 2026

J.P. Morgan Securities LLC Financial Advisor Avinash Alwani Under Investigation For Alleged Variable Annuity Misrepresentation FINRA Complaint

Our firm is investigating J.P. Morgan Securities LLC broker and investment adviser representative Avinash R. Alwani (CRD# 5668329) of Carlsbad, California for potential investment-related misconduct involving an alleged variable annuity misrepresentation. Avinash R. Alwani’s Financial Advisor Career History Avinash R. Alwani is currently registered with J.P. Morgan Securities LLC (CRD# 79) at its branch office...

May 30, 2026

Raymond James Financial Services Financial Advisor Peter James Dale Under Investigation For Alleged Over-Diversification and Account Underperformance FINRA Complaint

Our firm is investigating Raymond James Financial Services, Inc. broker and Raymond James Financial Services Advisors, Inc. investment adviser representative Peter James Dale (CRD# 5628047) of Memphis, Tennessee for potential investment-related misconduct. Financial Advisor’s Career History Peter James Dale is currently registered with Raymond James Financial Services, Inc. as a broker and Raymond James Financial...

May 30, 2026

J.P. Morgan Securities LLC Financial Advisor Alfredo Banuelos Under Investigation For Alleged Unauthorized Trading In Managed Account FINRA Complaint

Our firm is investigating J.P. Morgan Securities LLC broker and investment adviser representative Alfredo Banuelos (CRD# 5572634) of Castro Valley, California for potential investment-related misconduct involving alleged unauthorized trading in a managed account. Financial Advisor’s Career History Alfredo Banuelos has worked in the securities industry since 2009. According to FINRA BrokerCheck, he is currently registered...

May 30, 2026

Great Point Capital Stockbroker Robert Jones Under Investigation For Alleged Unsuitable DST Recommendation FINRA Complaint

Our firm is investigating Great Point Capital LLC stockbroker Robert Hunter Jones (CRD# 5169688) of Lakewood, Colorado for potential investment-related misconduct involving a Delaware Statutory Trust (DST) purchased as part of a 1031 tax-deferred exchange. Robert Hunter Jones’s Stockbroker Career History Robert Hunter Jones began his securities industry career in 2006 with Woodbury Financial Services,...

May 29, 2026

Ameriprise Financial Services Financial Advisor Jeremy Edward Folk Under Investigation For Alleged Managed Futures Misrepresentation FINRA Complaint

Our firm is investigating Ameriprise Financial Services, LLC broker and investment adviser representative Jeremy Edward Folk (CRD# 4776747) of Frankfort, Illinois for potential investment-related misconduct involving a managed futures investment. Financial Advisor’s Career History Jeremy Edward Folk began his securities industry career in 2004 with American Express Financial Advisors, Inc. and IDS Life Insurance Company....

May 28, 2026

Ameriprise Financial Services Advisor Joseph Wojcik Under Investigation For Alleged Misrepresentation of Managed Futures Investment FINRA Complaint

Our firm is investigating Ameriprise Financial Services, LLC broker and investment adviser representative Joseph Alan Wojcik (CRD# 2558216) of Frankfort, Illinois for potential investment-related misconduct involving an alleged misrepresentation of a July 2015 managed futures investment. Financial Advisor’s Career History Joseph Alan Wojcik began his securities industry career in December 1994. BrokerCheck shows he has...