Stockbroker/Advisor Complaints & Reviews | Investors' Rights With Robert Pearce

Investors' Rights with Robert Pearce

Welcome to Investors' Rights with Robert Pearce, your premier online resource for broker complaints and reviews, customer dispute details, and timely updates on potential stockbroker and investment advisor misconduct.

Created and published by Attorney Robert Wayne Pearce—one of the most experienced investment fraud, securities defense, and FINRA arbitration lawyers nationwide—this website is dedicated to safeguarding the rights of investors. We bring you decades of hands-on legal experience and a track record of recovering over $175 million for clients in investment loss cases.

With over 45 Years of Personal Experience

$21,000,000 Final Judgment for Civil Theft

$7,800,000 Stockbroker Option Fraud Settlement

$6,000,000 Stockbroker Bond & Bond Fund Fraud Settlement

Who This Site Is For

Individual Investors: Seeking to understand possible broker or advisor wrongdoing.
Retirees: Concerned about the management of retirement funds and looking to prevent or recover losses.
Institutions & Organizations: Conducting due diligence on broker backgrounds, compliance, and past complaints.
Legal & Regulatory Community: Journalists, regulators, and industry professionals tracking emerging trends and notable disputes in securities litigation.

Why Choose Investors' Rights with Robert Pearce

Decades of Legal Advocacy: Attorney Pearce’s over 45 years in securities and commodities law translates into unmatched insight and fierce representation.
Proven Results: Our team has earned a national reputation by recovering more than $175 million for clients, including multimillion-dollar awards and settlements.
Comprehensive Coverage: We report on critical broker allegations, terminations, and investor lawsuits, giving you the most current information to protect your financial interests.
Broad Industry Reach: Our attorneys have handled hundreds of FINRA, AAA, and JAMS arbitrations and mediations, spanning nationwide and international jurisdictions.

If you have any questions about potential investment losses or suspect broker misconduct, you’re invited to contact us at (833) 300-6983 for a free, confidential evaluation. We look forward to hearing your story and working together to preserve your rights as an investor.

Let’s Get Started

Investigations

Jun 22, 2026

LPL Financial LLC Financial Advisor Janet Fieldman Under Investigation For Improper Mutual Fund Advice in FINRA Complaint

Our firm is investigating LPL Financial LLC financial advisor and stockbroker Janet M. Fieldman (CRD# 6158241), who works from LPL’s 232 S. Union Ave., Pueblo, Colorado office, for potential investment-related misconduct. Financial Advisor’s Career History Current Registration With LPL Financial LLC Janet M. Fieldman is currently registered with LPL Financial LLC as a broker and...

Jun 22, 2026

Morgan Stanley Financial Advisor Ruben Benharrouch Under Investigation For Alleged Private Equity Investment Misrepresentation FINRA Complaint

Our firm is investigating Morgan Stanley broker and investment adviser representative Ruben Benharrouch (CRD# 5992378) of Aventura, Florida for potential investment-related misconduct. Financial Advisor’s Career History Ruben Benharrouch is currently registered with Morgan Stanley as both a broker and investment adviser representative. According to his FINRA BrokerCheck report, he has been registered with Morgan Stanley...

Jun 22, 2026

Greenbird Capital LLC Stockbroker Michael Gestone Under Investigation For Private Placement Misconduct FINRA Complaint

Our firm is investigating Greenbird Capital LLC stockbroker and registered representative Michael Christopher Gestone (CRD# 5984302) of Boca Raton, Florida for potential investment-related misconduct involving a private placement customer dispute. Michael Christopher Gestone’s Stockbroker Career History Michael Christopher Gestone is currently registered with Greenbird Capital LLC (CRD# 306692), where he has been registered since January...

Jun 22, 2026

Merrill Lynch Financial Advisor Steven Goethel Under Investigation For Alleged Misrepresentation and Inadequate Disclosure in Alternative Investments FINRA Customer Complaint

Our firm is investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisor and stockbroker Steven Goethel (CRD# 5861475) of Jupiter, Florida for potential investment-related misconduct. Steven Goethel’s Financial Advisor Career History Steven Goethel is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, also known as Merrill Lynch, at the firm’s branch office...

Jun 22, 2026

Citizens Securities Financial Advisor Robert Orbin Jr. Under Investigation For Alleged Beneficiary Designation Negligence FINRA Complaint

Our firm is investigating Citizens Securities, Inc. financial advisor and stockbroker Robert Carl Orbin Jr. (CRD# 2955624) of Kingston and West Hazleton, Pennsylvania for potential investment-related misconduct. Financial Advisor’s Career History Robert Carl Orbin Jr. is currently registered with Citizens Securities, Inc., where he has been registered as a broker and investment adviser representative since...

Jun 17, 2026

NYLIFE Securities LLC Broker Christopher Dodd Under Investigation For Alleged Variable Annuity Misrepresentation and Unsuitability FINRA Complaint

Our firm is investigating NYLIFE Securities LLC broker Christopher Stormont Dodd (CRD# 7440612) of Moosic, Pennsylvania for potential investment-related misconduct involving alleged variable annuity misrepresentation and unsuitable recommendations. Stockbroker Christopher Stormont Dodd’s Career History Christopher Stormont Dodd is currently registered with NYLIFE Securities LLC, where he has been registered since June 20, 2022. His listed...

Jun 17, 2026

Great Point Capital Broker Keegan De Silva Under Investigation For Unsuitable DST 1031 Exchange Real Estate Security FINRA Complaint

Our firm is investigating Quincy Wells Capital broker and Quincy Wells Advisors investment adviser representative Keegan De Silva (CRD# 7227138) of Chicago, Illinois for potential investment-related misconduct. Financial Advisor’s Career History Keegan De Silva is currently registered with Quincy Wells Advisors, LLC as an Illinois investment adviser representative and with Quincy Wells Capital, LLC as...

Jun 17, 2026

The Huntington Investment Company Financial Advisor Jackson Weinzatl Under Investigation For Alleged Variable Annuity Exchange Error In FINRA Customer Complaint

Our firm is investigating Huntington Financial Advisors financial advisor and The Huntington Investment Company broker Jackson Lee Weinzatl (CRD# 6908417), who works from the Lexington branch at 1468 Lexington Avenue in Mansfield, Ohio, for potential investment-related misconduct. Financial Advisor’s Career History Jackson Lee Weinzatl is currently registered with The Huntington Investment Company as a broker...

Jun 17, 2026

Merrill Lynch Financial Advisor Peter Economos Under Investigation For Alleged Failure to Follow Customer Instructions in REIT Investment FINRA Customer Complaint

Our firm is investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisor and stockbroker Peter Christopher Economos (CRD# 6596680) of Walnut Creek, California for potential investment-related misconduct. Financial Advisor’s Career History Peter Christopher Economos is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated at its Walnut Creek, California branch office. According to...

Jun 17, 2026

Realta Equities Broker and Realta Investment Advisors Financial Advisor Jacob Harvey Under Investigation For Improper Alternative Investment Recommendations in FINRA Complaint

Our firm is investigating Realta Equities, Inc. stockbroker and Realta Investment Advisors, Inc. financial advisor Jacob Harvey (CRD# 6410027), who works from Neosho, Missouri and Realta’s Wilmington, Delaware office, for potential investment-related misconduct. Financial Advisor’s Career History Jacob Harvey is currently registered with Realta Equities, Inc. as a General Securities Representative and with Realta Investment...