Jul 5, 2026

Morgan Stanley Financial Advisor Steven Rini Under Investigation For Alleged Exchange Fund Misrepresentation FINRA Complaint

Steven M. Rini (CRD# 4255247) is a financial advisor currently registered with Morgan Stanley in Westlake, Ohio, and our firm is investigating potential investment-related misconduct. Financial Advisor’s Career History Based on his publicly available registration and employment history, Steven M. Rini has worked in the securities industry with the following firms: Steven M. Rini Fraud...

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Jul 4, 2026

Charles Schwab Financial Advisor Jonathan Kimbrough Under Investigation For Alleged Failure to Follow Customer Instructions in FINRA Complaint

Our firm is investigating Charles Schwab & Co., Inc. financial advisor and stockbroker Jonathan Michael Kimbrough (CRD# 6897783) of Omaha, Nebraska for potential investment-related misconduct. Financial Advisor’s Career History Based on the BrokerCheck report, Jonathan Michael Kimbrough’s securities-industry employment history includes: Jonathan Michael Kimbrough Fraud Allegations and Investor Complaints Explained FINRA BrokerCheck reflects one customer...

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Jul 3, 2026

Edward Jones Financial Advisor Samvel Shakhramanov Subject of Customer Dispute Alleging Unauthorized Trading

Our firm is investigating Edward Jones financial advisor Samvel Shakhramanov (CRD# 6926343) of Federal Way, Washington for potential investment-related misconduct. Financial Advisor’s Career History Based on the BrokerCheck report, Samvel Shakhramanov has been registered with Edward Jones since May/June 2018 and works out of the firm’s Federal Way, Washington branch office. He reports working as...

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Jul 2, 2026

Edward Jones Financial Advisor Ryan Kirkpatrick Under Investigation For Alleged Misrepresentation in FINRA Customer Complaint

Our firm is investigating Edward Jones financial advisor Ryan Andrew Kirkpatrick (CRD# 6601515) of Bedford, Virginia for potential investment-related misconduct. Financial Advisor’s Career History According to his FINRA BrokerCheck report, Ryan Andrew Kirkpatrick has been associated with Edward Jones as a Financial Advisor since January 2016. He has also reported prior/non-investment roles, including Algebra Tutor...

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Jul 1, 2026

Wells Fargo Advisors Financial Advisor Bradley Lange Under Investigation For FINRA Complaint Alleging Structured Product Misrepresentation

Our firm is investigating Wells Fargo Advisors financial advisor Bradley Joseph Lange (CRD# 5657024) of Lino Lakes, Minnesota for potential investment-related misconduct. Financial Advisor’s Career History Based on the BrokerCheck report, Bradley Joseph Lange’s securities industry registration history includes the following firms: Bradley Joseph Lange Fraud Allegations and Investor Complaints Explained The BrokerCheck report reflects...

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Jul 1, 2026

LPL Financial LLC Broker Jack Biedebach Under Investigation For Alleged Failure to Keep an Account in Cash Against Client Instructions FINRA Complaint

Our firm is investigating LPL Financial LLC broker and investment adviser Jack Anthony Biedebach (CRD# 5060280) of Anaheim, California for potential investment-related misconduct. Financial Advisor’s Career History According to FINRA BrokerCheck, Jack Anthony Biedebach is currently registered as both a broker and an investment adviser with LPL Financial LLC in Anaheim, California, where he has...

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Jun 30, 2026

Cetera Wealth Services Broker and Cetera Investment Advisers Financial Advisor Kristina Oswald Under Investigation For Alleged Failure to Process Change of Beneficiary FINRA Complaint

Our firm is investigating Cetera Wealth Services, LLC broker and Cetera Investment Advisers LLC investment adviser representative Kristina Wadman Oswald (CRD# 1751719) of Collinsville, Connecticut for potential investment-related misconduct involving an alleged failure to process a beneficiary change before a client’s death. Financial Advisor’s Career History According to the BrokerCheck report, Kristina Wadman Oswald has...

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Jun 30, 2026

Ameriprise Financial Services, LLC Financial Advisor Brian Peers Under Investigation For Alleged Failure to Execute Customer Stock Trades FINRA Complaint

Our firm is investigating Ameriprise Financial Services, LLC broker and investment adviser representative Brian Robert Peers (CRD# 2545530) of Gilbertsville, Pennsylvania for potential investment-related misconduct. Financial Advisor’s Career History According to the BrokerCheck report you uploaded, Brian Robert Peers has been registered as a broker with Ameriprise Financial Services, LLC since December 15, 1994, and...

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Jun 22, 2026

Morgan Stanley Financial Advisor Ruben Benharrouch Under Investigation For Alleged Private Equity Investment Misrepresentation FINRA Complaint

Our firm is investigating Morgan Stanley broker and investment adviser representative Ruben Benharrouch (CRD# 5992378) of Aventura, Florida for potential investment-related misconduct. Financial Advisor’s Career History Ruben Benharrouch is currently registered with Morgan Stanley as both a broker and investment adviser representative. According to his FINRA BrokerCheck report, he has been registered with Morgan Stanley...

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Jun 22, 2026

Merrill Lynch Financial Advisor Steven Goethel Under Investigation For Alleged Misrepresentation and Inadequate Disclosure in Alternative Investments FINRA Customer Complaint

Our firm is investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisor and stockbroker Steven Goethel (CRD# 5861475) of Jupiter, Florida for potential investment-related misconduct. Steven Goethel’s Financial Advisor Career History Steven Goethel is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, also known as Merrill Lynch, at the firm’s branch office...

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