DID YOUSUF SALJOOKI CAUSE YOU INVESTMENT LOSSES?

Yousuf Saljooki Formerly With Worden Capital Management LLC and SW Financial Has 11 Customer Complaints For Alleged Broker Misconduct

Who is Yousuf Saljooki formerly with Worden Capital Management LLC?

Yousuf Saljooki (CRD #5045123)

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Yousuf Saljooki Customer Complaints

Yousuf Saljookihas been the subject of 11 customer complaints that we know about to recover investment losses. Six of the customer complaints resulted in FINRA arbitration proceedings in which arbitration awards were entered against SW Financial for the advisors alleged misconduct. Two of the customer disputes were settled in favor of the investors. One customer complaint was denied and no further action was taken. There are currently 2 pending arbitration proceedings filed against Worden Capital Management for Yousuf Saljooki’s alleged misconduct.

Allegations Against Yousuf Saljooki

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Churning and unsuitable investment recommendations.
• Breach of fiduciary duty, negligent misrepresentation and omissions.
• Use of high pressure sales tactics.
• Excessive and hidden commissions.
• Unsuitability, excessive commissions and breach of fiduciary relationship.
• Unauthorized use of margin, churning, negligence, and unauthorized trading.

Yousuf Saljooki Red Flags & Your Rights As An Investor<

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