DID WILLIAM HAFER MC CREA CAUSE YOU INVESTMENT LOSSES?
William McCrea Formerly With Charles Schwab &Co., Inc. was terminated on June 5, 2024, due to the initiation of a trade based on email instructions without direct communication with the client.
William McCrea Employment History and Termination
William H. McCrea has worked in the securities industry since 2001, with a career spanning position at UBS Financial Services Inc. (2001-2004), VALIC Financial Advisors, Inc. (2004-2006) and most recently, Charles Schwab & Co., Inc., where he was employed from October 2006 to June 2024.
He has passed two general industry/product exams and one multi-state securities law exam.
McCrea’s employment with Charles Schwab & Co., Inc. ended on June 5, 2024, due to a compliance issue after allegedly executing a trade based on email instructions without verbal confirmation from the client.
Disclosure Event:
- Termination:
- Date: June 5, 2024
- Firm: Charles Schwab & Co., Inc.
- Allegation: Terminated for executing a trade based on an email instruction without direct client confirmation. No product-specific issues or client complaints were associated with this termination. This public information is valuable for clients assessing the background of financial professionals and ensuring transparency.
William McCrea Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of William McCrea is a red flag which should put all current and former customers of William McCrea at Charles Schwab &Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether William McCrea engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab &Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Charles Schwab &Co., Inc. Due To William McCrea
If you have questions about Charles Schwab &Co., Inc. and/or William McCrea and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...