DID WILLIAM WORD HUTHNANCE CAUSE YOU INVESTMENT LOSSES?

William Huthnance Of UBS Financial Services Inc. Has 6 Customer Complaints For Alleged Broker Misconduct

Who is William Huthnance of UBS Financial Services Inc.?

William Huthnance (CRD #4326519)

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William Huthnance Customer Complaints

William Huthnance has been the subject of 6 customer complaints that we know about to recover investment losses. Two of the customer’s disputes were settled by UBS Financial Services in favor the investors.  One customer complaint was denied and no further action was taken. There are still 3 pending FINRA arbitration proceedings against UBS Financial Services for the advisor’s alleged misconduct.

Allegations Against William Huthnance

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unsuitable investment recommendations to invest in and hold and options overlay strategy.
• Failure to disclose the complexity, illiquidity and long-term commitment involved in hedge fund investments.
• Unsuitable investment recommendation of UBS Yes option strategy.
• Misrepresentation of UBS Yes option overlay strategy.

William Huthnance Red Flags & Your Rights As An Investor

Of course, William Huthnance did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Huthnance at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether William Huthnance has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also