DID WILLIAM HARMON HALES CAUSE YOU INVESTMENT LOSSES?

William Hales Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is William Hales of UBS Financial Services Inc.?

William Hales (CRD #4196648)

Investment Losses? Let’s talk.

or, give us a ring at (833) 300-6983.

William Hales Customer Complaint

William Hales has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to liquidate client’s investments as instructed. UBS Financial Services settled the customer dispute in favor of the investor.

William Hales Red Flags & Your Rights As An Investor

Of course, William Hales did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Hales at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether William Hales has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at (833) 300-6983. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at (833) 300-6983.

File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To William Hales

If you have questions about UBS Financial Services Inc. and/or William Hales and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-(833) 300-6983.