DID WILLIAMS KEEN BUTCHER CAUSE YOU INVESTMENT LOSSES?

Williams Butcher Of Independent Financial Group, LLC And Formerly With International Assets Advisory, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Williams Butcher Customer Complaints

Williams Butcher has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by International Assets Advisory in favor of the investor.  The brokerage firm recently denied the other customer complaint and, to date, no further action has been taken.

Allegations Against Williams Butcher

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Failure to execute sell order in a timely fashion.
• Breach of fiduciary duty, violation of state securities and consumer protection statutes.

Williams Butcher Red Flags & Your Rights As An Investor

Of course, Williams Butcher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Williams Butcher at Independent Financial Group, LLC and International Assets Advisory, LLC on alert to review carefully the activity and performance of their accounts and question whether Williams Butcher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and International Assets Advisory, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise que

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