DID THOMAS ALAN STILLER CAUSE YOU INVESTMENT LOSSES?

Thomas Stiller Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Thomas Stiller UBS Financial Services Inc.?

Thomas Stiller (CRD #2231566)

Investment Losses? Let’s talk.

or, give us a ring at (833) 300-6983.

Thomas Stiller Customer Complaints

Thomas Stiller has been the subject of 2 customer complaints that we know about recovering investment losses. One customer complaint was settled by UBS Financial Services in favor of the investor. The brokerage firm denied the other customer complaint recently and to date, the investor has not taken any further action.

Allegations Against Thomas Stiller

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Recommendation to purchase and hold a security as the price drop was unsuitable due to overconcentration of investment in the account.
• Unauthorized sale of investment.

Thomas Stiller Red Flags & Your Rights As An Investor

Of course, Thomas Stiller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Stiller at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Stiller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at (833) 300-6983. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at (833) 300-6983.

File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Thomas Stiller

If you have questions about UBS Financial Services Inc. and/or Thomas Stiller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-(833) 300-6983.