DID THOMAS MICHAEL RAUCHEGGER CAUSE YOU INVESTMENT LOSSES?

Thomas Rauchegger Formerly With Kalos Capital, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Thomas Rauchegger formerly with Kalos Capital, Inc.?

Thomas Rauchegger (CRD #5156496)

Investment Losses? Let’s talk.

or, give us a ring at (833) 300-6983.

Thomas Rauchegger Customer Complaints

Thomas Rauchegger has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Kalos Capital in favor of the investors. There is currently one arbitration proceeding pending against the brokerage firm for Thomas Rauchegger’s alleged misconduct.

Allegations Against Thomas Rauchegger

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unsuitable investments in high commission, complex, risky alternative investments.
• Unsuitable recommendation to invest in REITs.
• Unsuitable recommendation to invest in business development companies.

Thomas Rauchegger Red Flags & Your Rights As An Investor

Of course, Thomas Rauchegger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Rauchegger at Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Rauchegger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kalos Capital, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at (833) 300-6983. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at (833) 300-6983.

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