DID THOMAS MICHAEL BONIK CAUSE YOU INVESTMENT LOSSES?

Thomas Bonik Formerly With NTB Financial Corporation Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Thomas Bonik formerly with NTB Financial Corporation?

Thomas Bonik (CRD #852722)

Investment Losses? Let’s talk.

or, give us a ring at (833) 300-6983.

Thomas Bonik Customer Complaints

Thomas Bonik has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Thomas Bonik’s former employers in favor of the investors. One of the customer complaints was denied by the brokerage firm employer and no further action was taken by the investor.

Allegations Against Thomas Bonik

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Elder abuse, churning, unauthorized trading, misrepresentations.
• Churning.
• Unsuitable transactions in high-yield securities fund.
• Excessive trades, unauthorized and a discretionary trades, misrepresenting or omitting to state material facts. Recommending and employing margin to increase size and volume of transactions in customer’s account.
• Unsuitable, excessive and unauthorized trading.
• Unsuitable transactions.

Thomas Bonik Red Flags & Your Rights As An Investor

Of course, Thomas Bonik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Bonik at NTB Financial Corporation on alert to review carefully the activity and performance of their accounts and question whether Thomas Bonik has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NTB Financial Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at (833) 300-6983. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at (833) 300-6983.

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