DID THEODORE THOMAS BALTHAZOR CAUSE YOU INVESTMENT LOSSES?

Theodore Balthazor Of Osaic Wealth, Inc. And Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct

Theodore Balthazor Customer Complaint

Theodore Balthazor has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were transactions were effected in the client’s account without authorization. Sagepoint Financial recently denied the customer complaint and, to date, the investor has not taken any further action.

Theodore Balthazor Red Flags & Your Rights As An Investor

Of course, Theodore Balthazor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Balthazor at Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Theodore Balthazor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Theodore Balthazor

If you have questions about Osaic Wealth, Inc., Sagepoint Financial, Inc. and/or Theodore Balthazor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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