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DID SHELDON R BENDER CAUSE YOU INVESTMENT LOSSES?

Sheldon Bender Formerly With Cetera Financial Specialists LLC, Triad Advisors LLC and Securian Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Sheldon Bender formerly with Cetera Financial Specialists LLC?

Sheldon Bender

Sheldon Bender (CRD #1325415)

Investment Losses? Let’s talk.

or, give us a ring at (833) 300-6983.

Sheldon Bender Customer Complaints

Sheldon Bender has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Securian Financial Services and, to date, the investors have not taken any further action.

Allegations Against Sheldon Bender

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to give proper advice and instructions with regard to insurance policy.
  • Breach of fiduciary duty, negligence, in bad faith related to insurance policy.

Sheldon Bender Red Flags & Your Rights As An Investor

Of course, Sheldon Bender did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sheldon Bender at Cetera Financial Specialists LLC, Triad Advisors LLC and Securian Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sheldon Bender has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Financial Specialists LLC, Triad Advisors LLC and Securian Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at (833) 300-6983. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at (833) 300-6983.

File A Claim To Recover Your Investment Losses At Cetera Financial Specialists LLC Due To Sheldon Bender

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