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DID SHARON MELINDA KWAN CAUSE YOU INVESTMENT LOSSES?

Sharon Kwan Of Globalink Securities, Inc. And Formerly With Royal Alliance Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Sharon Kwan of Globalink Securities, Inc.?

Sharon Kwan

Sharon Kwan (CRD #2578627)

Investment Losses? Let’s talk.

or, give us a ring at (833) 300-6983.

Sharon Kwan Customer Complaints

Sharon Kwan has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by her former employer and, to date, the customers have not taken any further action.

Allegations Against Sharon Kwan

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentation in connection with the purchase of mutual funds.
  • Failure to disclose surrender fees for one variable annuity contract investment.
  • Failure to act in client’s best interest.

Sharon Kwan Red Flags & Your Rights As An Investor

Of course, Sharon Kwan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sharon Kwan at Globalink Securities, Inc. and Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sharon Kwan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Globalink Securities, Inc. and Royal Alliance Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at (833) 300-6983. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at (833) 300-6983.

File A Claim To Recover Your Investment Losses At Globalink Securities, Inc. Due To Sharon Kwan

If you have questions about Globalink Securities, Inc., Royal Alliance Associates, Inc. and/or Sharon Kwan and the management or performance of your accounts, please

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