DID SHANNON DWAIN MOORE CAUSE YOU INVESTMENT LOSSES?

Shannon Moore Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Shannon Moore Customer Complaints and Reviews

Shannon D. Moore has several notable disclosures in his record:

Customer Disputes (2 incidents):
First Incident (Closed-No Action): A dispute filed on March 18, 2024, and subsequently withdrawn on May 22, 2024, involved a claim against LPL Financial LLC regarding an unsuitable investment made in 2014 in a real estate security. The client, after a decade, chose to withdraw the claim.
Second Incident (Pending): Another dispute, initiated on June 11, 2024, and still pending, alleges an unsuitable investment made in 2016, with claimed damages amounting to $200,000. The products in question were related to real estate securities. Moore denies any wrongdoing, asserting that the investments were appropriate for the customer’s objectives.

Allegations Against Shannon Moore

The allegations against Shannon D. Moore involve unsuitable investment recommendations that did not align with the clients’ objectives and risk tolerances:

First Incident: The investment made in 2014, later withdrawn by the client, was claimed to be unsuitable given the customer’s goals, with no specific damages reported, but suspected to be over $5,000.
Second Incident: The 2016 investment led to allegations involving substantial damages of $200,000, with the case still pending. Moore has contested these claims, maintaining that the investment decisions were made with the customer’s best interests in mind.

Shannon Moore Red Flags & Your Rights As An Investor

Of course, Shannon Moore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shannon Moore at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Shannon Moore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

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File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Shannon Moore

If you have questions about LPL Financial LLC and/or Shannon Moore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Shannon Moore of LPL Financial LLC Reviews