DID SCOTT JOSEPH SERNETT CAUSE YOU INVESTMENT LOSSES?

Scott Sernett Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Scott Sernett of Northwestern Mutual Investment Services, LLC?

Scott Sernett (CRD #2915860)

Investment Losses? Let’s talk.

or, give us a ring at (833) 300-6983.

Scott Sernett Customer Complaint

Scott Sernett has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to fully explain a fixed income annuity. Customer was not informed that she could not take withdrawals and that the annuity could not be surrendered. Northwestern Mutual Investment Services denied the customer complaint and, to date, the investor has not taken any further action.

Scott Sernett Red Flags & Your Rights As An Investor

Of course, Scott Sernett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Sernett at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Sernett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at (833) 300-6983. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at (833) 300-6983.

File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Scott Sernett

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