DID ROSITA DY KAUFMAN CAUSE YOU INVESTMENT LOSSES?

Rosita Kaufman Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct

Rosita Kaufman Customer Complaints

Rosita Kaufman has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Smith Barney in favor of the investors. The other 2 customer complaints were denied by Rosita Kaufman’s former and current employers and, to date, the investors have not taken any further action.

Allegations Against Rosita Kaufman

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Purchases of certain investments in customer’s accounts were unsuitable.
• At misrepresentation with regard to performance of the managed account.
• Transactions in customer account where unsuitable.

Rosita Kaufman Red Flags & Your Rights As An Investor

Of course, Rosita Kaufman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rosita Kaufman at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Rosita Kaufman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Rosita Kaufman

If you have questions about Morgan Stanley and/or Rosita Kaufman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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