DID ROBERTO LUIS MALDONADO CAUSE YOU INVESTMENT LOSSES?

Roberto Maldonado Of Independent Financial Group, LLC And Formerly With Santander Securities LLC Has 36 Customer Complaints For Alleged Broker Misconduct

Who is Roberto Maldonado of Independent Financial Group, LLC?

Roberto Maldonado (CRD #5093698)

Investment Losses? Let’s talk.

or, give us a ring at (833) 300-6983.

Roberto Maldonado Customer Complaints

Roberto Maldonado has been the subject of 36 customer complaints that we know about to recover investment losses. Thirty-four of the customer complaints were settled by Santander Securities in favor of the Investors. Brokerage firm only denied 2 of the customer complaints and no further action was taken.

Allegations Against Roberto Maldonado

The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses were generally related to the offer and sale of Puerto Rico municipal bonds and Puerto Rico denominated closed-end bond funds. The allegations generally included misrepresentations, misleading statements, unsuitable investment recommendations, overconcentration of client’s accounts in Puerto Rico securities, violations of federal and Commonwealth securities statutes.

Roberto Maldonado Red Flags & Your Rights As An Investor

Of course, Roberto Maldonado did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roberto Maldonado at Independent Financial Group, LLC and Santander Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Roberto Maldonado has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and Santander Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at (833) 300-6983. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at (833) 300-6983.

File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Roberto Maldonado

If you have questions about Independent Financial Group, LLC, Santander Securities LLC and/or Roberto Maldonado and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-(833) 300-6983.