DID RANDALL JOHN MASON CAUSE YOU INVESTMENT LOSSES?

Randall Mason Of Cetera Advisors LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Randall Mason Customer Complaints

Randall Mason has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Parkland Securities in favor of the investor. The same brokerage firm recently denied another customer complaint and the customer initiated a FINRA arbitration proceeding which is still pending.

Allegations Against Randall Mason

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unsuitable investment recommendations considering customer’s investment objectives and risk tolerance.
• Broker-dealer failed to conduct due diligence on investment programs recommended.

Randall Mason Red Flags & Your Rights As An Investor

Of course, Randall Mason did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randall Mason at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Randall Mason has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Randall Mason

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