DID PASQUALE CAPONE CAUSE YOU INVESTMENT LOSSES?

Pasquale Capone Of Wells Fargo Clearing Services, LLC Has 9 Customer Complaints For Alleged Broker Misconduct

Pasquale Capone Customer Complaints

Pasquale Capone has been the subject of 9 customer complaints that we know about seeking to recover investment losses. Six of the customer complaints were settled by the advisor’s employers in favor of the investors. Two customer complaints were denied in the investors took no further action. There is currently one FINRA arbitration proceeding still pending against Wells Fargo Clearing Services for Pasquale Capone’s alleged misconduct.

Allegations Against Pasquale Capone

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unsuitable investment recommendations.
• Breach of fiduciary duty.
• Unauthorized trading.
• Breach of fiduciary duty, unsuitability, and misrepresentation.
• Failure to supervise.
• Mismanagement, excessive trading, and suitability.
• Negligence and unsuitable recommendations.
• Excessive trading and unsuitable investments.
• Unsuitable and unauthorized trading.

Pasquale Capone Red Flags & Your Rights As An Investor

Of course, Pasquale Capone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Pasquale Capone at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Pasquale Capone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Pasquale Capone

If you have questions about Wells Fargo Clearing Services, LLC and/or Pasquale Capone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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