DID KEVIN MICHAEL DERY CAUSE YOU INVESTMENT LOSSES?

Kevin Dery Of Wells Fargo Advisors Financial Network, LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Kevin Dery of Wells Fargo Advisors Financial Network, LLC?

Kevin Dery (CRD #2807430)

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Kevin Dery Customer Complaints

Kevin Dery has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer disputes were settled by Kevin Dery’s former employers in favor of the investors. The other 2 customer complaints were denied by the advisor’s employers and the investors took no further action.

Allegations Against Kevin Dery

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Misrepresentation and unsuitable investments
• Negligence and breach of fiduciary duty
• Inappropriate investments.
• Misrepresentation about the timing of sales of securities in customer’s account.

Kevin Dery Red Flags & Your Rights As An Investor

Of course, Kevin Dery did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Dery at Wells Fargo Advisors Financial Network, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Kevin Dery has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you

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