DID KENT EDWARD BOWMAN CAUSE YOU INVESTMENT LOSSES?

Kent Bowman Of Royal Alliance Associates, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct

Kent Bowman Customer Complaints

Kent Bowman has been the subject of 8 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award in favor of the investor. One customer complaint was settled in favor of the investor. Kent Bowman’s former employers denied the other 6 customer complaints and no further action was taken.

Allegations Against Kent Bowman

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Transfer of assets from an employee savings plan to a new brokerage account was improper.
• Churning and misrepresentation related to investments.
• Risk of mutual fund investment was higher than client requested.
• Variable annuity contract was misrepresented.
• Unsuitable investment recommendations of variable annuity contracts.
• Exchange of variable annuity contracts not in client’s best interest.

Kent Bowman Red Flags & Your Rights As An Investor

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