Our firm is investigating Joseph Gunnar & Co., LLC broker and registered representative Connor William Green (CRD# 7448002) of Uniondale, New York for potential investment-related misconduct.
Financial Advisor’s Career History
According to FINRA BrokerCheck, Connor William Green has been employed in the securities industry with Joseph Gunnar & Co., LLC as a Registered Representative from 09/2021–Present (Uniondale, NY).
His non-investment-related work history (as disclosed on his Form U4 employment history section) includes Jet Black (Lead Technician) (05/2021–08/2021), College Student (09/2017–05/2021), and Sachem North High School Student (09/2013–08/2017).
Connor William Green Fraud Allegations and Investor Complaints Explained
Pending Customer Complaint Alleging Frequent Trading, Fees, and Excessive Commissions (Received October 30, 2025)
FINRA BrokerCheck reflects one pending customer dispute involving allegations tied to frequent trading and fees, along with a request for a refund of commissions exceeding 1%. The complaint states that after a routine activity letter, the client sought an explanation for the trading and fees and later requested a rebate totaling approximately $10,000. The reported product types include Equity-OTC and Equity Listed (Common & Preferred Stock). The complaint was received 10/30/2025 and remains pending, with no settlement amount reported in the disclosure.
Summary of Disclosures (for context)
- Customer Dispute (Pending) — Allegations: frequent trading/fees; request for refund of commissions exceeding 1% — Alleged damages: ~$10,000 — Complaint received: 10/30/2025 — Disposition: Pending (no settlement reported).
Connor William Green’s BrokerCheck report discloses a pending customer complaint in which the customer questioned trading activity and costs and sought a rebate of commissions.
To obtain a copy of Connor William Green’s FINRA BrokerCheck report, visit this link.
Robert Wayne Pearce Is Committed to Recovering Your Investment Losses
FINRA Rule 2111 (Suitability) requires broker-dealers and associated persons to have a reasonable basis for recommendations and, when applicable, to ensure recommendations are suitable for the specific customer. In cases where customers complain about frequent trading and mounting fees, suitability concerns can include whether the activity made sense for the customer’s objectives and risk tolerance—and whether trading levels were appropriate given the account and circumstances.
FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade) is a broad ethics rule requiring members to observe high standards of commercial honor and just and equitable principles of trade. Allegations of excessive fees, questionable trading patterns, or other sales-practice issues are often analyzed through the lens of whether the conduct was fair and consistent with these standards.
FINRA Rule 2121 (Fair Prices and Commissions) addresses fair pricing and the reasonableness of commissions and other charges. When a customer alleges commissions were excessive (for example, requesting a refund of commissions above a stated threshold), Rule 2121 is commonly implicated because it speaks directly to charging commissions that are reasonable in light of the relevant facts and circumstances of the transactions.
For over 45 years, Robert Wayne Pearce has helped investors recover losses caused by broker fraud, negligence, and unsuitable recommendations. His firm, The Law Offices of Robert Wayne Pearce, P.A., represents clients nationwide on a no-recovery, no-fee basis. Call (800) 732-2889 or email pearce@rwpearce.com for a free case review with an experienced securities attorney.