DID GEORGE REYNOLDS HOWARD III CAUSE YOU INVESTMENT LOSSES?

George Howard, III Of Centaurus Financial, Inc. And Formerly with Berthel, Fisher & Company Financial Services, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct

Who is George Howard, III of Centaurus Financial, Inc.?

George Howard, III (CRD #2958866)

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George Howard, III Customer Complaints

George Howard, III has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by George Howard’s current and former employers in favor the investors. His former employer denied another customer complaint and the investor took no further action.

Allegations Against George Howard, III

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unsuitable recommendation of unit investment trusts.
• Breach of fiduciary duty and unsuitability regarding high risk securities in option transactions.
• Misrepresentation of a high risk, illiquid, and speculative investment involving corporate debt.

George Howard, III Red Flags & Your Rights As An Investor

Of course, George Howard, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Howard, III at Centaurus Financial, Inc. and Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether George Howard, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. and Berthel, Fisher & Co