DID FERNANDO V DE LA VEGA CAUSE YOU INVESTMENT LOSSES?

Fernando de la Vega Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 18 Customer Complaints For Alleged Broker Misconduct

Who is Fernando de la Vega of Merrill Lynch, Pierce, Fenner u0026 Smith Incorporated?

Fernando de la Vega (CRD #2025344)

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Fernando de la Vega Customer Complaints

Fernando de la Vega has been the subject of 18 customer complaints that we know about to recover investment losses. Fifeteen of the customer complaints resettled in favor of the investors. Only 2 of the customer complaints were denied and, to date, no further action has been taken by the investors. There is currently one arbitration proceeding pending.

Allegations Against Fernando de la Vega

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints were that Fernando de la Vega made misrepresentations and misleading statements regarding the risk of municipal bonds and closed-end funds in customer accounts. Further, that Fernando de la Vega made unsuitable recommendations and over- concentrated customer accounts in Puerto Rico municipal bonds and closed-end bond funds.

Fernando de la Vega Red Flags & Your Rights As An Investor

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