Our firm is investigating Emerson Equity LLC registered representative Alexander Staverosky (CRD# 7171282) of Englewood, Colorado for potential investment-related misconduct.
Financial Advisor’s Career History
Based on his FINRA BrokerCheck report, Staverosky is currently registered with Emerson Equity LLC (registered since 04/29/2021) and is also an investment adviser representative with Ridgegate Advisors, LLC (registered since 09/12/2025), both reflecting a branch office address at 8310 S Valley Highway, Suite 480, Englewood, CO 80112.
Previously, he reported registrations with:
- AE Wealth Management, LLC (IA) (12/2022 – 12/2025)
- Emerson Equity LLC (IA location entry) (07/2021 – 09/2022)
- J.P. Morgan Securities LLC (B) (09/2019 – 12/2020)
Alexander Staverosky Fraud Allegations and Investor Complaints Explained
FINRA BrokerCheck reflects one customer dispute disclosure that is currently pending.
Disclosure list (for context):
- Customer Dispute (Pending FINRA Arbitration) — Suitability allegations involving a Real Estate Security; filed 09/08/2025 in FINRA arbitration (Case # 25-01880); complaint received 12/16/2025; damages listed as $0.00 with an unspecified amount explanation; employing firm at the time was Emerson Equity LLC.
FINRA Arbitration (Pending) — Alleged Unsuitable Real Estate Security Recommendations
- Forum: FINRA arbitration
- Docket/Case #: 25-01880
- Filing date: September 8, 2025
- Date complaint received: December 16, 2025
- Allegation: Suitability
- Product type: Real Estate Security
- Status: Pending
- Alleged damages: $0.00 listed, with “Unspecified amount” explanation
To obtain a copy of Alexander Staverosky’s FINRA BrokerCheck report, visit this link.
Robert Wayne Pearce Is Committed to Recovering Your Investment Losses
FINRA Rule 2111 (Suitability) requires brokers to have a reasonable basis to believe a recommendation is suitable based on the customer’s investment profile. In a dispute alleging “suitability” violations tied to a real estate security, the core issue typically centers on whether the product’s risk level, liquidity constraints, concentration, and time horizon aligned with the customer’s objectives and tolerance for loss.
FINRA Rule 3110 (Supervision) is implicated when suitability problems reflect supervisory failures—such as inadequate review of alternative investments, concentrated allocations, or red flags in the recommendation process. In matters involving real estate securities, Rule 3110 commonly becomes relevant where a firm’s systems and procedures were not reasonably designed to detect or prevent unsuitable recommendations.
FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade) requires brokers to observe high standards of commercial honor and just and equitable principles of trade. In customer disputes alleging unsuitable recommendations, Rule 2010 often tracks the broader “fair dealing” theory—whether the recommendation and the surrounding conduct (including disclosures and sales practices) met baseline standards of ethical practice in the securities industry.
For over 45 years, Robert Wayne Pearce has helped investors recover losses caused by broker fraud, negligence, and unsuitable recommendations. His firm, The Law Offices of Robert Wayne Pearce, P.A., represents clients nationwide on a no-recovery, no-fee basis. Call (800) 732-2889 or email pearce@rwpearce.com for a free case review with an experienced securities attorney.