DID CHARLES JOSEPH DOWDS III CAUSE YOU INVESTMENT LOSSES?

Charles Dowds, III Of MML Investors Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Charles Dowds, III Customer Complaints

Charles Dowds has been the subject of 3 customer complaints that we know about investment losses.  Two of Charles Dowds’ customer complaints were denied and, to date, the customers have not taken any further action. There is currently 1 pending customer complaint filed against Charles Dowds’ former employer, New England Securities, for investment losses caused by the alleged misconduct.

Allegations Against Charles Dowds, III

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Misrepresentations related to variable life insurance policy.
• Unsuitable recommendations of variable universal survivorship life insurance policy along with investments and subaccounts.
• Variable life insurance policy was misrepresented in terms of subaccount returns and premiums being sufficient to fund the policy.

Charles Dowds, III Red Flags & Your Rights As An Investor

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