Did Edwin Earle Nowlin, Jr. Sell You On The UBS Yield Enhanced Strategy?

How Do You Recover Your “UBS-YES” Investment Losses? If you are reading this Blog, Edwin Earle Nowlin, Jr. probably recommended that you invest in the UBS Yield Enhanced Strategy (“UBS-YES”) in what was supposed to be a “market neutral” investment strategy. Despite your UBS Financial Services, Inc. (“UBS”) stockbroker’s representations about the UBS-YES managers ability to “manage risk” and “minimize losses” through its “iron condor” option strategy you probably realized substantial losses. You are not alone because that is just what many other UBS-YES investors have told us about the pitch made to them to invest in the UBS-YES program and their recent experience. In fact, according to FINRA’s BrokerCheck website two (2) investors  have filed arbitration claims against UBS for its own misrepresentations about and/or mismanagement of the program and/or Mr. Nowlin’s UBS-YES investment recommendations. This is in addition to two prior claims for alleged sales practice violations that were settled.

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