Articles Tagged with Connecticut Stockbroker Converted Funds Attorney

John Chrysadakis of Fairfield, Connecticut submitted a Letter of Acceptance, Waiver and Consent (AWC) to the Financial Industry Regulatory Authority (FINRA) for the purpose of settling his alleged misconduct. FINRA alleged that while Chrysadakis was an Investment Company and Variable Contracts Products Representative for Fidelity Masonic Temple Association, he converted approximately $100,000 unbeknownst to the firm. The firm upon discovery allowed Chrysasakis to resign, but FINRA’s investigation into fraudulent activity required oral testimony and documentation. While Chrysadakis acknowledged he received FINRAs requests, he failed to provide anything. For this conduct, FINRA found that John Chrysadakis violated FINRA Conduct Rule 8210 and 2010. Without admitting or denying the alleged conduct, John Chrysadakis accepted the sanctions and was barred from association with any FINRA member in any capacity. Continue Reading

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