Did Andrew Markman Arthur Cause You Investment Losses?
Andrew Markman Arthur of New York, New York was permanently barred by the Financial Industry Regulatory Authority (“FINRA”) for the allegedly converting funds and providing false information in violation of FINRA Rules 8210 and 2010. Although Arthur is not associated with a FINRA-regulated broker-dealer and remains subject to FINRA’s jurisdiction.
Since November of 1991, Andrew Markman Arthur has been registered as General Securities Representative (GSR) and General Securities Principal (GP) with 11 different firms. During the relevant period between October 2016 and September 2019, Arthur had allegedly converted $275,000 given to him by a relative and provided false information to FINRA during an investigation. According to the FINRA findings, the relative sent the money to Arthur to be invested in an employee program of private placement offerings that did not really exist. The findings further stated that Arthur had allegedly used the $275,000 for his own personal use, concealed the conversion from his relative and falsely attested that he “borrowed” the money to pay for living expenses while under investigation.
Do you need a New York FINRA Securities Arbitration Attorney?
Are you a New York, New York investor who has suffered significant losses in your stock brokerage and investment accounts? Did your New York stockbroker or investment advisor transfer assets without your authority to the stockbroker or another party, steal, or otherwise commit theft in your investment account? If so, you will need to have representation from an experienced, highly rated, and nationally recognized FINRA arbitration securities law attorney—an attorney who knows FINRA rules and procedures inside and out and how to handle these FINRA arbitration forgery cases and other complex legal issues.
Free Initial Consultation With Experienced Attorneys Handling Securities Account Theft Cases Serving New York, New York Residents in FINRA Arbitrations
At The Law Offices of Robert Wayne Pearce, P.A. we represent investors in all kinds of securities, commodities, and investment law disputes in FINRA, AAA and JAMS arbitration and mediation proceedings. Attorney Pearce and his staff represent investors throughout New York, and across the United States on a CONTINGENCY FEE basis which means you pay nothing – NO FEES-NO COSTS – unless we put money in your pocket after receiving a settlement or FINRA arbitration award.
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For dedicated representation by Attorney Pearce with over 40 years of experience and success in all kinds of securities, commodities, and investment law disputes serving New York citizens, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail.