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Did Yegor Kashirsky Cause You Investment Losses?

Yegor Kashirsky of New Hope, Pennsylvania submitted a Letter of Acceptance, Waiver and Consent to the Financial Industry Regulatory Authority in which he was fined $5,000 and suspended from association with any FINRA member in all capacities for a period of three months. The sanctions were based on findings that he allegedly altered and fabricated documents in violation of FINRA Rule 2010. The suspension was in effect from March 25, 2021, through June 14, 2021.

In October 2017, Yegor Kashirsky joined Vanguard Marketing Corporation while registered as a General Securities Representative and a General Securities Principal. The firm later filed a Uniform Termination Notice for Securities Industry Registration (Form U5) reporting that Kashirsky had been discharged due to alleged misconduct. According to the findings, FINRA requested a copy of a firm document regarding Vanguard’s contingency plan for responding to system outages and a copy of an internal firm communication related to a trading outage. The findings state that Kashirsky allegedly altered the contingency plan documents by removing certain sections and submitted them to FINRA without informing them that they had in fact been altered. The FINRA findings also state that Kashirsky allegedly failed to locate the requested communication so instead he fabricated a copy based upon information gathered from a different trading outage and submitted it to FINRA without informing them that it had been fabricated. Although Yegor Kashirsky no longer registered or associated with a FINRA member firm he remains subject to FINRA’s jurisdiction.

FINRA Rule 2010 requires associated persons to observe “high standards of commercial honor and just and equitable principles of trade” in the conduct of their business. “Falsifying documents is a prime example of misconduct” that violates Rule 2010. In particular, affixing customer signatures or otherwise altering account transfer forms violates FINRA Rule 2010.

Do You Need a Pennsylvania Stockbroker Fraud Attorney?

Are you a New Hope, Pennsylvania investor who has suffered significant losses your stock brokerage and investment accounts?  Did your Pennsylvania stockbroker or investment advisor, misrepresent facts about the securities, investments, or strategies they were recommending or otherwise mismanage your investment account? If so, you need representation by an experienced, highly-rated and nationally recognized FINRA arbitration attorney — an attorney who knows FINRA rules and procedures and how to handle these FINRA arbitration cases as well as other complex legal issues. 

Free Initial Consultation With Experienced Securities Misrepresentation and Stockbroker Fraud Lawyers Serving New Hope, Pennsylvania Residents in FINRA Securities Arbitrations

At The Law Offices of Robert Wayne Pearce, P.A.  we represent investors in all kinds of securities, commodities and investment law disputes in FINRA, AAA and JAMS arbitration and mediation proceedings. Attorney Pearce and his staff represent investors throughout Pennsylvania, and across the United States on a CONTINGENCY FEE basis which means you pay nothing – NO FEES-NO COSTS – unless we put money in your pocket after receiving a settlement or FINRA arbitration award.

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For dedicated representation by Attorney Pearce with over 40 years of experience and success in all kinds of securities, commodities and investment law disputes serving Pennsylvania citizens, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $140 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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