Did David Mathews Jr. Cause You Investment Losses?
David Mathews Jr. of Longwood Florida was sanctioned by FINRA for failing to maintain supervisory procedures. Mr. Mathews was formerly registered with Merrimac Corporate Securities Inc. as a General Securities Representative (GSR) and served as the Firm’s Chief Executive Officer (CEO) and managing principal. According to FINRA, Mr. Mathews made material omissions and/or material misleading information on two of his advertised web pages. The two web pages were investor related and offered subscription services that claimed to use “complex algorithms” that picked stocks with the “strongest performance.” FINRA found that the information on Mr. Mathew’s web pages was exaggerated and falsely represented that the information could be accessed by the general public. Mr. Mathews consented to a settlement without admitting or denying the allegations and was ordered by FINRA to pay a $15,000 fine and was suspended from association with any FINRA member for a period of three months.
Longwood Florida has scores of stock brokerage firms and investment advisory offices. With so many stock brokerage firms and investment advisory offices, comes the potential for their stockbrokers, financial advisors, and other representatives to make misrepresentations about investing in securities (stocks, bonds, options, mutual funds, REITs, Junk Bonds, Hedge Funds, Structured Products, etc.) they are selling, the strategies they are recommending (margin, short selling, option) and to engage in many other kinds of stockbroker fraud and stockbroker misconduct which violates Federal and Florida securities laws and Financial Industry Regulatory Authority (FINRA) rules and stock brokerage firms policies and procedures.
Experienced Securities Lawyers Who Represent Investors With Misrepresentation Claims In FINRA Arbitrations Throughout Longwood Florida and Nationwide.
Are you a Longwood Florida investor who has suffered significant losses in your stock brokerage and investment accounts? Did your Longwood Florida stockbroker or investment advisor, misrepresent facts about the securities, investments or strategies they were recommending or otherwise mismanage your investment account? If so, you need representation by experienced, highly-rated and nationally recognized FINRA arbitration attorneys who know FINRA rules and procedures and how to handle these FINRA arbitration cases and other complex legal issues.
By hiring a top rated securities attorney like Robert Wayne Pearce with over 40 years of experience with investment misrepresentation claims on both sides of the table in FINRA arbitration proceedings, you will clearly see that Attorney Pearce doesn’t just handle cases—he aggressively represents investors and one of the best securities attorneys to recover your investment losses for all types of stockbroker fraud and stockbroker misconduct in FINRA arbitration proceedings!
At The Law Offices of Robert Wayne Pearce, P.A., we represent investors with securities misrepresentation claims and many other kinds of securities law and investment disputes in FINRA arbitration and mediation proceedings. We handle a wide range of practice areasbesides securities misrepresentation and stockbroker fraud claims such as stockbroker breach of fiduciary duty, stockbroker negligence, failure to supervise stockbrokers, and unsuitable recommendations by stockbrokers. Attorney Pearce and his staff represent investors throughout Longwood Florida, and across the United States on a CONTINGENCY FEE basis, which means you pay nothing – NO FEES-NO COSTS – unless we put money in your pocket after receiving a settlement or FINRA arbitration award.
Se habla español
Free Initial Consultation With Experienced Securities Misrepresentation and Stockbroker Fraud Lawyers Serving Longwood Florida Residents in FINRA Arbitrations
The Law Offices of Robert Wayne Pearce, P.A. are highly experienced lawyers who successfully handle securities misrepresentation, stockbroker fraud, stockbroker misconduct and other investment disputes in FINRA arbitration proceedings, and who work tirelessly to secure the best possible result for you and your case. For dedicated representation by an attorney with over 40 years of experience and success in all kinds of securities law and investment disputes in FINRA arbitrations serving Longwood Florida citizens, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail.