Karen Beach of River Ranch, Florida was charged with securities fraud for being part of an investment scheme that acquired billions of penny stocks that were never registered for sale to the public. Mrs. Beach, owner and founder of Capital Edge Enterprises LLC worked with her daughter who owned Protégé Enterprises LLC to sell nearly 3.3 billion unregistered shares. Over the course of a year, Mrs. Beach, her daughter, and an attorney netted approximately $1.5 million in ill-gotten gains from their scheme. In order to get the unregistered stock, Mrs. Beach and her daughter used “wrap up agreements” for which they would later sell. The attorney knew that the stocks were unregistered and made false representations to investors in his professional opinion letters. In the court’s final judgment, Mrs. Beach was permanently barred from participating in any future offerings of penny stocks, ordered to pay $268,936.73 in disgorgement and ordered to pay a civil penalty of $30,000.
Do You Need a Securities Fraud Attorney?
We are top rated lawyers and highly ranked attorneys by our peers in Martindale Hubble and Thomson Reuters SuperLawyers who represent investors in court and securities arbitrations conducted by the Financial Industry Authority (FINRA), American Arbitration Association (AAA) and JAMS alternative dispute resolution forums serving Lake Wales Florida investors. This state has thousands of brokerage firms and investment advisory offices. With so many stock brokerage firms and investment advisor offices, comes the potential for their stockbrokers, financial advisors, and other representatives to engage in all kinds of stockbroker misconduct which violates Federal and Florida securities laws and Financial Industry Regulatory Authority (FINRA) rules and stock brokerage firms policies and procedures.
Experienced Securities Fraud Lawyers Who Handle Also FINRA Arbitrations Throughout Lake Wales Florida and Nationwide.
Are you a Lake Wales Florida investor who has suffered significant losses in your stock brokerage and investment accounts? Did your Lake Wales Florida stockbroker or investment advisor, misrepresent facts about the securities, investments or strategies they were recommending or otherwise mismanage your investment account? If so, you need representation by an experienced, highly-rated and nationally recognized FINRA arbitration lawyer — an attorney who knows FINRA rules and procedures and how to handle these FINRA arbitration cases as well as other complex legal issues.
By hiring a top rated stockbroker fraud attorney like Robert Wayne Pearce with over 40 years of experience on both sides of the table in court and FINRA arbitration proceedings, you will clearly see that Attorney Pearce doesn’t just handle cases—he aggressively represents investors and is one of the best securities attorneys to recover your investment losses for all types of securities fraud and stockbroker misconduct in FINRA arbitration proceedings!
At The Law Offices of Robert Wayne Pearce, P.A., we represent investors with securities fraud claims and many other kinds of securities law and investment disputes in court and FINRA arbitration and mediation proceedings. We handle a wide range of practice areasbesides securities misrepresentation and stockbroker fraud claims such as stockbroker breach of fiduciary duty, stockbroker negligence, failure to supervise stockbrokers, and unsuitable recommendations by stockbrokers. Attorney Pearce and his staff represent investors throughout Lake Wales Florida, and across the United States on a CONTINGENCY FEE basis, which means you pay nothing – NO FEES-NO COSTS – unless we put money in your pocket after receiving a settlement or FINRA arbitration award.
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Free Initial Consultation With An Experienced Securities Fraud Lawyer Serving Lake Wales Florida Residents in Court and FINRA Arbitrations
The Law Offices of Robert Wayne Pearce, P.A. are highly experienced lawyers who successfully handle securities fraud, investment misrepresentations, stockbroker fraud, stockbroker misconduct and other investment disputes in FINRA arbitration proceedings, and who work tirelessly to secure the best possible result for you and your case. For dedicated representation by an attorney with over 40 years of experience and success in all kinds of securities law and investment disputes in court and FINRA arbitrations serving Lake Wales Florida citizens, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail.