DID YUTING CHENG CAUSE YOU INVESTMENT LOSSES?

Yuting Cheng Of Wells Fargo Clearing Services, LLC And Formerly With Bancwest Investment Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Yuting Cheng of Wells Fargo Clearing Services, LLC?

Yuting Cheng (CRD #5719286)

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Yuting Cheng Customer Complaints

Yuting Cheng has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Yuting Cheng’s 3 customer complaints was settled in favor of investors. One of Yuting Cheng’s customer’s complaints was denied and, to date, the customer has not taken any further action. The most recent customer complaint remains pending in a FINRA arbitration proceeding.

Allegations Against Yuting Cheng

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Client alleged Yuting Cheng’s misrepresentation regarding managed account investment.
• Client alleged she was not advised by Yuting Cheng and unaware that the product she purchased was a business development company, illiquid and that she could lose her principal.
• Unsuitable investment recommendations.

Yuting Cheng Red Flags & Your Rights As An Investor

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