DID XIMENA GONI CAUSE YOU INVESTMENT LOSSES?

Ximena Goni of Oppenheimer & Co. Inc. Has 1 Customer Complaint For Alleged Broker Misconduct

About Ximena Goni of Oppenheimer & Co. Inc.?

Ximena Goni (CRD #3152825), based in Coral Gables, Florida, is currently a registered broker and investment adviser with Oppenheimer & Co. Inc. She has been affiliated with the firm since 2016 and is licensed in 17 U.S. states and territories. Goni is registered with 9 self-regulatory organizations and has passed the Series 7, Series 66, and the Securities Industry Essentials (SIE) exams. Prior to joining Oppenheimer, she worked as a Private Banker Vice President at Santander Private Banking from 2007 to 2016.

Ximena Goni Customer Complaints and Reviews

Ms. Goni has been the subject of 1 pending customer dispute that has led to a FINRA arbitration.

Pending Complaint:

Firm Involved: Oppenheimer & Co. Inc.
Date of Complaint Received: March 14, 2025
Filing Date of Arbitration: March 12, 2025
Allegations: Claimant alleges she suffered losses due to the ill-timed liquidation of a hedge fund investment and has brought claims of breach of fiduciary duty, fraud, and negligence.
Product Type: Hedge Fund
Alleged Damages: $300,000
Arbitration Forum: FINRA
Case Number: 25-00506
Status: Pending

In her statement, Goni has denied all allegations, asserting that she was not the broker assigned to the customer and that she conducted herself professionally at all times.

Ximena Goni Red Flags & Your Rights As An Investor

Of course, Ximena Goni has not admitted to any of the allegations. But regardless of whether an arbitration award is entered, a settlement occurs, or the customer complaint remains pending, the serious nature of the allegations—such as breach of fiduciary duty and fraud—should serve as red flags for all current and former clients of Ximena Goni at Oppenheimer & Co. Inc. Investors are urged to thoroughly review their accounts and consider whether any mismanagement or misconduct may have occurred. These kinds of complaints can also point to potential failures in supervisory oversight at the firm.

File A Claim To Recover Your Investment Losses at Oppenheimer & Co. Inc. Due to Ximena Goni

If you have questions about Oppenheimer & Co. Inc. and/or Ximena Goni and the management or performance of your investments, please contact Attorney Pearce for a free initial consultation via email or Toll-Free at 1-800-732-2889.

Ximena Goni of Oppenheimer & Co. Inc. Reviews