Aug 14, 2025 | By Robert Pearce | Read Time: 2 minutes | Category Name |

DID Xiao-Mei Chen CAUSE YOU INVESTMENT LOSSES?

About Xiao-Mei Chen of NYLIFE Securities LLC

Xiao-Mei Chen (CRD #4062457) is a registered broker currently employed by NYLIFE Securities LLC in Duluth, GA. Chen has been in the securities industry for several years and has 1 disclosed customer complaint alleging broker misconduct.

Xiao-Mei Chen – Customer Complaints and Reviews

Customer Dispute – Pending Arbitration

  • Product Type: Annuity-Fixed Insurance; Mutual Fund
  • Alleged Damages: $5,000,000
  • Arbitration Status: Pending (FINRA Arbitration #25-00795; filed 04/16/2025)

Xiao-Mei Chen Red Flags & Your Rights As An Investor

Of course, Xiao-Mei Chen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of NYLIFE Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Xiao-Mei Chen has engaged in any stockbroker misconduct that may have caused them investment losses.

The large customer dispute at NYLIFE Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at (833) 300-6983. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at (833) 300-6983.

File A Claim To Recover Your Investment Losses At NYLIFE Securities LLC Due To Xiao-Mei Chen

If you have questions about NYLIFE Securities LLC and/or Xiao-Mei Chen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-(833) 300-6983.

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