May 31, 2025 | By Robert Pearce | Read Time: 1 minute | Category Name |

DID WILLIAM SCOTT MEADOR CAUSE YOU INVESTMENT LOSSES?

About William Meador of UBS Financial Services Inc.

William Scott Meador (CRD #2202512) is a registered broker with UBS Financial Services Inc., where he has been employed since 2008. He previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated from 1992 to 2008. Based in Naples, Florida, Mr. Meador is currently licensed in 44 states and territories.

He has passed three general industry exams and two state securities law exams. While he does not hold principal or supervisory roles, he is recognized as a Certified Financial Planner.

William Meador Customer Complaints and Reviews

William Meador has two customer disputes on record.

Complaint Summary:

  • Allegation: Customers claimed Meador recommended unsuitable investments and/or made unauthorized trades in their accounts.
  • Status: Both disputes were resolved without regulatory sanctions but highlight potential red flags in investment suitability and account management.
  • Broker’s Statement: Meador has denied any wrongdoing and maintains that investment recommendations were aligned with clients’ objectives.

Allegations Against William Meador

The two disputes allege failures related to:

  • Discretionary trading in non-discretionary accounts
  • Inappropriate risk exposure
  • Lack of alignment with client objectives and risk tolerance

These types of allegations often signal deeper issues with account supervision and investor protections.

William Meador Red Flags & Your Rights As An Investor

Although Mr. Meador has not admitted to any allegations and remains employed, the customer disputes are red flags that should prompt all clients of William Meador to examine their account performance and investment history. A pattern of unsuitable advice or unauthorized trading could warrant legal action.

File A Claim To Recover Your Investment Losses at UBS Financial Services Inc. Due to William Meador

If you have concerns about the management of your investments with William Meador, contact Attorney Pearce at 1-800-732-2889 for a free, confidential consultation.

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