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DID WILLIAM MARTIN KAISER CAUSE YOU INVESTMENT LOSSES?

William Kaiser Of Kestra Investment Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is William Kaiser of Kestra Investment Services, LLC?

William Kaiser

William Kaiser (CRD #1374561)

Investment Losses? Let’s talk.

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William Kaiser Customer Complaints

William Kaiser has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled in favor of the investor. The other customer complaint was recently denied by Kestra Investment Services and, to date, no further action has been taken.

Allegations Against William Kaiser

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable recommendation of withdrawal from variable annuity
  • Roll over from pension plan to nonqualified cash management account was improper.

William Kaiser Red Flags & Your Rights As An Investor

Of course, William Kaiser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Kaiser at Kestra Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether William Kaiser has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at (833) 300-6983. Our investment fraud attorneys will evaluate your

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