DID WILLIAM COLIE JOHNSON CAUSE YOU INVESTMENT LOSSES?

William Johnson Formerly With Cadaret, Grant & Co., Inc. and Voya Financial Advisors, Inc. Has 17 Customer Complaints For Alleged Broker Misconduct

Who is William Johnson formerly with Cadaret, Grant u0026 Co., Inc.?

William Johnson (CRD #3174473)

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William Johnson Customer Complaints

William Johnson has been the subject of 17 customer complaints that we know about to recover investment losses. Eight of the customer complaints were settled by Voya Financial Advisors in favor of the investors. The other 3 customer complaints were denied by William Johnson’s former employer and, to date, the customers have not taken any further action.

Allegations Against William Johnson

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unsuitable recommendation of high risk, in illiquid REIT investments.
• Failure to properly allocate assets in client’s account.
• Unsuitable recommendation a variable annuity contract.
• The sale of class a mutual funds and subsequent purchase of class C mutual funds was unsuitable due to higher expenses.
• Unsuitable investment recommendations involving business development companies.
• Unsuitable investment recommendations of high risk alternative investments.
• Misrepresentation of investments as’s low risk, safe and suitable.

William Johnson Red Flags & Your Rights As An Investor

Of course, William Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Johnson at Cadaret, Grant & Co., Inc. and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret, Grant & Co., Inc. and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money du

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