DID WILLIAM LEE CAMPBELL CAUSE YOU INVESTMENT LOSSES?

William Campbell Of David Lerner Associates, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct

William L. Campbell Customer Complaints and Reviews

There are five customer disputes noted on his BrokerCheck report.

• Customer Dispute
• Date Filed: March 10, 2022
• Details: The customer alleges that Campbell recommended unsuitable Energy 11 and Energy 12 limited-partnership investments between September 2016 and March 2022, misrepresented the associated risks, and breached his fiduciary duty.
• Product: Energy-sector Limited Partnerships / Mutual Funds
• Alleged Damages: “More than $5,000” (exact amount unspecified)
• Status: Settled October 16, 2023 – $14,999 paid (no personal contribution)

Allegations Against William Campbell

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unsuitability, misrepresentation and breach of contract related to Energy 11 and Energy Resources 2 private placements.
• Unsuitable investment recommendation of mutual fund.
• Unsuitable investment recommendations of REITs.
• Misrepresentation of reinvestment.
• Breach of fiduciary duty, violation of FINRA rules, negligence in violation of the Securities Act of 1933

William Campbell Red Flags & Your Rights As An Investor

Of course, William Campbell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Campbell at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Campbell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due

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