DID TODD ARTHUR SLINGERLAND CAUSE YOU INVESTMENT LOSSES?

Todd Slingerland Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Todd Slingerland of LPL Financial LLC?

Todd Slingerland (CRD #1924692)

Investment Losses? Let’s talk.

or, give us a ring at (833) 300-6983.

Todd Slingerland Customer Complaints

Todd Slingerland has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints were denied by Todd Slingerland’s employers and, to date, the customers took no further action.

Allegations Against Todd Slingerland

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Adviser allegedly signed client’s name to a Policy Receipt Form and recommended various variable annuity replacements, and miss breakpoints related to mutual fund transactions.
• Transition to advisory account from brokerage account was misrepresented.

Todd Slingerland Red Flags & Your Rights As An Investor

Of course, Todd Slingerland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Slingerland at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Todd Slingerland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at (833) 300-6983. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at (833) 300-6983.

Rate this Post