DID TIMOTHY NEIL TREMBLAY CAUSE YOU INVESTMENT LOSSES?

Timothy Tremblay Of Centaurus Financial, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct

Who is Timothy Tremblay of Centaurus Financial, Inc.?

Timothy Tremblay (CRD #1201542)

Investment Losses? Let’s talk.

or, give us a ring at (833) 300-6983.

Timothy Tremblay Customer Complaints

Timothy Tremblay has been the subject of 7 customer complaints that we know about to recover investment losses. One customer complaint evolved into an arbitration proceeding and an award against the advisor and his employer in favor of the investor. Five of the other customer complaints were settled by Timothy Tremblay’s current and former employers in favor of the investors. There is currently one arbitration proceeding still pending against his current employer Centaurus Financial for the advisor’s alleged misconduct.

Allegations Against Timothy Tremblay

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Recommendation of an unsuitable, high-risk in illiquid investment.
• Unauthorized trading.
• Forgeries of account information.
• Improper investments.
• Misrepresentation of features of investments that were also unsuitable.

Timothy Tremblay Red Flags & Your Rights As An Investor

Of course, Timothy Tremblay did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Tremblay at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Timothy Tremblayhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at (833) 300-6983. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at (833) 300-6983.

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