DID TIMOTHY DAVID O’BRIEN CAUSE YOU INVESTMENT LOSSES?

Timothy O’Brien Formerly With Feltl & Company Has 6 Customer Complaints For Alleged Broker Misconduct

Who is Timothy O’Brien formerly with Feltl u0026 Company?

Timothy O’Brien (CRD #1182298)

Investment Losses? Let’s talk.

or, give us a ring at (833) 300-6983.

Timothy O’Brien Customer Complaints

Timothy O’Brien has been the subject of 6 customer complaints that we know about to recover investment losses. Five of the customer complaints were settled by Timothy O’Brien’s former employers in favor of the investors. Thus far, only one customer complaint was denied and, to date, the customer has not filed any arbitration proceeding.

Allegations Against Timothy O’Brien

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unsuitable investment recommendations.
• Unsuitable short-term trading in customer’s account.
• Misrepresentation and  excessive commissions.
• Unauthorized use of discretion in customer’s account.
• Unsuitable investments, overconcentration and misrepresentation resulting in excess of losses.

Timothy O’Brien Red Flags & Your Rights As An Investor

Of course, Timothy O’Brien did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy O’Brien at Feltl & Company on alert to review carefully the activity and performance of their accounts and question whether Timothy O’Brien has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Feltl & Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at (833) 300-6983. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at (833) 300-6983.

Rate this Post