DID THEODORE JAMES ECKER CAUSE YOU INVESTMENT LOSSES?

Theodore Ecker Formerly With Ausdal Financial Partners, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct

Theodore Ecker Customer Complaints

Theodore Ecker has been the subject of 7 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Theodore Ecker’s former employers in favor of the investors. The former employer denied 3 other customer complaints and the investors took no further action. There is currently one customer FINRA arbitration proceeding still pending against Madison Avenue Securities for Theodore Ecker’s alleged misconduct.

Allegations Against Theodore Ecker

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

Unsuitable recommendations of alternative investments.
Churning.
Misleading statements related to timing of redemptions.
Forgery.
Excessive trading of variable annuities.
Unsuitable recommendations of REIT investments.

Theodore Ecker Red Flags & Your Rights As An Investor

Of course, Theodore Ecker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Ecker at Ausdal Financial Partners, Inc. on alert to review carefully the activity and performance of their accounts and question whether Theodore Ecker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ausdal Financial Partners, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $125 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

-->

Theodore Ecker formerly with Ausdal Financial Partners, Inc.