DID TERRY LEE BAILEY CAUSE YOU INVESTMENT LOSSES?

Terry Bailey Of LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Terry Bailey of LPL Financial LLC?

Terry Bailey (CRD #1935959)

Investment Losses? Let’s talk.

or, give us a ring at (833) 300-6983.

Terry Bailey Customer Complaints

Terry Bailey has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint evolved into a FINRA arbitration proceeding and an award in favor of the investor. The other customer complaint was settled by LPL Financial in favor of the investor. Wells Fargo Advisors denied another customer complaint and the customer did not pursue any action thereafter.

Allegations Against Terry Bailey

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Advisor invested in mutual funds that were not appropriate for customer’s needs.
• Advisor misrepresented the nature of the recommended investment with respect to market fluctuations in the value of principal before the subject investment matured.
• Failure to monitor and take action on REIT investment.

Terry Bailey Red Flags & Your Rights As An Investor

Of course, Terry Bailey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Terry Bailey at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Terry Bailey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at (833) 300-6983. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at (833) 300-6983.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Terry Bailey

Rate this Post