DID STEVEN MARC WORK CAUSE YOU INVESTMENT LOSSES?

Steven Work Of Citigroup Global Markets Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Steven Work Customer Complaints

Steven Work has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Citigroup Global Markets and the investor took no further action. The other customer complaint filed by the investor against Citigroup Global Markets for Steven Work’s alleged misconduct is still pending in a FINRA arbitration proceeding.

Allegations Against Steven Work

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Misrepresentation of margin requirement related to short sale resulting in forced liquidation and substantial losses.
• Misrepresentation related to auction rate securities.

Steven Work Red Flags & Your Rights As An Investor

Of course, Steven Work did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Work at Citigroup Global Markets Inc. on alert to review carefully the activity and performance of their accounts and question whether Steven Work has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citigroup Global Markets Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

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