DID STEVEN SCOTT NOVICK CAUSE YOU INVESTMENT LOSSES?

Steven Novick Of Purshe Kaplan Sterling Investments Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Steven Novick of Purshe Kaplan Sterling Investments?

Steven Novick (CRD #2187676)

Investment Losses? Let’s talk.

or, give us a ring at (833) 300-6983.

Steven Novick Customer Complaints

Steven Novick has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint evolved into an arbitration proceeding and an award against Steven Novick and his employer. The other customer complaint was denied by his former employer and the customer took no further action.

Allegations Against Steven Novick

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Advisor recommended unsuitable securities and failed to advise client to liquidate.
• Misrepresentation and/or misleading information and poor customer service regarding fees on an advisory account.

Steven Novick Red Flags & Your Rights As An Investor

Of course, Steven Novick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Novick at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether Steven Novick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at (833) 300-6983. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at (833) 300-6983.

File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Steven Novick

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