DID STEVEN ROBERT LUFTSCHEIN CAUSE YOU INVESTMENT LOSSES?

Steven Luftschein Formerly With Joseph Stone Capital L.L.C. and Aegis Capital Corp. Has 18 Customer Complaints For Alleged Broker Misconduct

Who is Steven Luftschein formerly with Joseph Stone Capital L.L.C.?

Steven Luftschein (CRD #2690117)

Investment Losses? Let’s talk.

or, give us a ring at (833) 300-6983.

Steven Luftschein Customer Complaints

Steven Luftschein has been the subject of 18 customer complaints that we know about to recover investment losses. Fifteen of the customer complaints were settled by Aegis Capital Corp. in favor of the investors. The other 3 customer complaints were denied by Steven Luftschein’s former employers no further action was taken.

Allegations Against Steven Luftschein

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unsuitable investments.
• Excessive and unsuitable trading.
• False and misleading statements.
• Churning.
• Unauthorized trading.
• Negligence and breach of fiduciary duty.
• Unsuitable investment recommendations.
• Misrepresentations and omissions related to stock investments.
• Violations of federal and Georgia Securities laws.

Steven Luftschein Red Flags & Your Rights As An Investor

Of course, Steven Luftschein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Luftschein at Joseph Stone Capital L.L.C. and Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Steven Luftschein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital L.L.C. and Aegis Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at (833) 300-6983. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at (833) 300-6983.

File A Claim To Recover Your Investment Losses At Joseph Stone Capital L.L.C. Due To Steven Luftschein

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