DID STEPHEN LEWIS FRANKLIN CAUSE YOU INVESTMENT LOSSES?

Stephen Franklin Formerly With LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Stephen Franklin formerly with LPL Financial LLC?

Stephen Franklin (CRD #1288555)

Investment Losses? Let’s talk.

or, give us a ring at (833) 300-6983.

Stephen Franklin Customer Complaints

Stephen Franklin has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by LPL Financial in favor of the investor. The other 2 customer complaints were denied and the customers took no further action.

Allegations Against Stephen Franklin

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unsuitable and overly aggressive investment recommendations.
• Annuity investment recommendation was unsuitable and further, the subaccount investments were too aggressive.
• Unsuitable recommendation of REIT investment.

Stephen Franklin Red Flags & Your Rights As An Investor

Of course, Stephen Franklin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Franklin at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Stephen Franklin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at (833) 300-6983. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at (833) 300-6983.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Stephen Franklin<

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