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DID Shaun Brian Orcinolo CAUSE YOU INVESTMENT LOSSES?

About Shaun Brian Orcinolo of Morgan Stanley

Shaun Brian Orcinolo (CRD #2433357) is a Fort Lauderdale, Florida–based financial advisor. He has been registered as a General Securities Representative with Morgan Stanley since October 18 2011 and as an Investment Adviser Representative since October 24 2011. Orcinolo entered the securities industry in 1994, previously working at UBS Financial Services, Citigroup Global Markets and other firms.

Shaun Brian Orcinolo Customer Complaints and Reviews

There is one pending customer dispute noted on his disclosure report.

Customer Dispute
Date Filed: October 3 2024 (FINRA Arbitration #24-02119)
Details: The claimant alleges that a series of variable annuities purchased between 2014 and 2024 were not in her best interests, asserting negligence and breach of fiduciary duty.
Product: Insurance – Variable Annuities
Alleged Damages: $2,000,000
Status: Complaint is pending.

Allegations Against Tony Barouti

Allegations Against Shaun Brian Orcinolo

  • The pending arbitration centers on whether Orcinolo recommended unsuitable variable-annuity contracts over a ten-year period and failed to act in the customer’s best interests. Variable annuities are complex, long-term products that can carry substantial fees and surrender charges; unsuitable recommendations of these products—especially to older investors—are a common basis for FINRA claims.

Shaun Brian Orcinolo Red Flags & Your Rights as an Investor

Although Orcinolo has not admitted to any wrongdoing, a $2 million pending claim is a significant red flag. FINRA-registered brokers must recommend only suitable investments and fully disclose all material risks. Current or former clients should review their annuity holdings and overall account performance to determine whether unsuitable product sales or other misconduct may have caused losses. If red flags arise, you have the right to pursue recovery—typically through FINRA arbitration, which is faster and less costly than court litigation.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File a Claim to Recover Your Investment Losses at Morgan Stanley Due to Shaun Brian Orcinolo

If you have concerns about Shaun Brian Orcinolo’s recommendations or the management of your accounts, contact Attorney Pearce for a free initial consultation via email or Toll-Free 1-800-732-2889. Act promptly—strict time limits apply to securities-arbitration claims

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